Goodridge vs. Department of Public Health
Hillary
GOODRIDGE & others vs. DEPARTMENT OF PUBLIC HEALTH & another, November
18, 2003
On November 18, 2003, the Supreme Judicial Court of Massachusetts
held by a 4-3 decision that "barring an individual from the protections,
benefits, and obligations of civil marriage solely because that person would
marry a person of the same sex violates the Massachusetts Constitution."
The court stayed the entry of judgment for 180 days "to permit the Legislature
to take such action as it may deem appropriate in light of this opinion."
This decision paved for the way for the legalization of homosexual "marriages"
in Massachusetts beginning May 18, 2004. Following are the dissents of three
justices of the Supreme Judicial Court of Massachusetts:
FRANCIS SPINA,
J. (dissenting, with whom Sosman and Cordy, JJ., join).
What is at stake in this case is not the unequal treatment of individuals
or whether individual rights have been impermissibly burdened, but the power
of the Legislature to effectuate social change without interference from the
courts, pursuant to art. 30 of the Massachusetts Declaration of Rights. [FN1]
The power to regulate marriage lies with the Legislature, not with the judiciary.
See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983). Today, the
court has transformed its role as protector of individual rights into the
role of creator of rights, and I respectfully dissent.
1. Equal protection. Although the court did not address the plaint
if fs' gender discrimination claim, G.L. c. 207 does not unconstitutionally
discriminate on the basis of gender. [FN2] A claim of gender discrimination
will lie where it is shown that d if ferential treatment disadvantages one
sex over the other. See Attorney Gen. v. Massachusetts Interscholastic
Athletic Ass'n, 378 Mass. 342, 349-352 (1979).
See also United States v. Virginia, 518 U.S. 515 (1996). General
Laws c. 207 enumerates certain qual if ications for obtaining a marriage license.
It creates no distinction between the sexes, but applies to men and women
in precisely the same way. It does not create any disadvantage ident if ied
with gender as both men and women are similarly limited to marrying a person
of the opposite sex. See Commonwealth v. King, 374 Mass. 5, 15-22
(1977) (law prohibiting prostitution not discriminatory based on gender because
of equal application to men and women).
Similarly, the marriage statutes do not discriminate on the basis of sexual
orientation. As the court correctly recognizes, constitutional protections
are extended to individuals, not couples. Ante n. 15. The marriage
statutes do not disqualify individuals on the basis of sexual orientation
from entering into marriage. All individuals, with certain exceptions not
relevant here, are free to marry. Whether an individual chooses not to marry
because of sexual orientation or any other reason should be of no concern
to the court.
The court concludes, however, that G.L. c. 207 unconstitutionally discriminates
against the individual plaint if fs because it denies them the "right
to marry the person of one's choice" where that person is of the same
sex. Ante at. To reach this result the court relies on Loving
v. Virginia, 388 U.S. 1, 12 (1967), and transforms
"choice" into the essential element of the institution of marriage.
The Loving case did not use the word "choice" in this
manner, and it did not point to the result that the court reaches today. In
Loving, the Supreme Court struck down as unconstitutional a statute
that prohibited Caucasians from marrying non-Caucasians. It concluded that
the statute was intended to preserve white supremacy and invidiously discriminated
against non-Caucasians because of their race. See id. at 11-12.
The "choice" to which the Supreme Court referred was the "choice
to marry," and it concluded that with respect to the institution of marriage,
the State had no compelling interest in limiting the choice to marry along
racial lines. Id. The Supreme Court did not imply the existence
of a right to marry a person of the same sex. To the same effect is Perez
v. Sharp, 32 Cal.2d 711 (1948), on which the court also relies.
Unlike the Loving and Sharp cases, the Massachusetts Legislature
has erected no barrier to marriage that intentionally discriminates against
anyone. Within the institution of marriage, [FN3] anyone is free to marry,
with certain exceptions that are not challenged. In the absence of any discriminatory
purpose, the State's marriage statutes do not violate principles of equal
protection. See Washington v. Davis, 426 U.S. 229, 240 (1976) (
"invidious quality of a law claimed to be ... discriminatory must ultimately
be traced to a ... discriminatory purpose"); Dickerson
v. Attorney Gen., 396 Mass. 740, 743 (1986) (for purpose of equal protection
analysis, standard of review under State and Federal Constitutions is identical).
See also Attorney Gen. v. Massachusetts Interscholastic Athletic
Ass'n, supra. This court should not have invoked even the most deferential
standard of review within equal protection analysis because no individual
was denied access to the institution of marriage.
2. Due process. The marriage statutes do not impermissibly burden
a right protected by our constitutional guarantee of due process implicit
in art. 10 of our Declaration of Rights. There is no restriction on the right
of any plaint if f to enter into marriage. Each is free to marry a willing
person of the opposite sex. Cf. Zablocki v. Redhail, 434 U.S. 374
(1978) (fundamental right to marry impermissibly burdened by statute requiring
court approval when subject to child support order).
Substantive due process protects individual rights against unwarranted government
intrusion. See Aime v. Commonwealth, 414 Mass. 667, 673 (1993).
The court states, as we have said on many occasions, that the Massachusetts
Declaration of Rights may protect a right in ways that exceed the protection
afforded by the Federal Constitution. Ante at. See Arizona v.
Evans, 514 U.S. 1, 8 (1995) (State courts afforded
broader protection of rights than granted by United States Constitution).
However, today the court does not fashion a remedy that affords greater protection
of a right. Instead, using the rubric of due process it has redefined marriage.
Although art. 10 may afford greater protection of rights than the due process
clause of the Fourteenth Amendment, our treatment of due process challenges
adheres to the same standards followed in Federal due process analysis. See
Commonwealth v. Ellis, 429 Mass. 362, 371 (1999). When analyzing
a claim that the State has impermissibly burdened an individual's fundamental
or other right or liberty interest, "[w]e begin by sketching the contours
of the right asserted. We then inquire whether the challenged restriction
burdens that right." Moe v. Secretary of Admin. & Fin.,
382 Mass. 629, 646 (1981). Where a right deemed "fundamental" is
implicated, the challenged restriction will be upheld only if it is "narrowly
tailored to further a legitimate and compelling governmental interest."
Aime v. Commonwealth, supra at 673. To qual if y as "fundamental"
the asserted right must be "objectively, 'deeply rooted in this Nation's
history and tradition,' [Moore v. East Cleveland, 431 U.S. 494,
503 (1977) (plurality opinion)] ... and 'implicit in the concept of ordered
liberty,' such that 'neither liberty nor justice would exist if they were
sacrificed.' " Washington v. Glucksberg,
521 U.S. 702, 720-721 (1997), quoting Palko v. Connecticut, 302
U.S. 319, 325, 326 (1937) (right to assisted suicide does not fall within
fundamental right to refuse medical treatment because novel and unsupported
by tradition) (citations omitted). See Three Juveniles v. Commonwealth,
390 Mass. 357, 367 (1983) (O'Connor, J., dissenting), cert. denied sub
nom. Keefe v. Massachusetts, 465 U.S. 1068 (1984). Rights that are
not considered fundamental merit due process protection if they have been
irrationally burdened. See Massachusetts Fed'n of Teachers v. Board of
Educ., 436 Mass. 763, 777-779 & n. 14 (2002).
Although this court did not state that same-sex marriage is a fundamental
right worthy of strict scrutiny protection, it nonetheless deemed it a constitutionally
protected right by applying rational basis review. Before applying any level
of constitutional analysis there must be a recognized right at stake. Same-sex
marriage, or the "right to marry the person of one's choice" as
the court today defines that right, does not fall within the fundamental right
to marry. Same-sex marriage is not "deeply rooted in this Nation's history,"
and the court does not suggest that it is. Except for the occasional isolated
decision in recent years, see, e.g., Baker v. State, 170 Vt. 194
(1999), same-sex marriage is not a right, fundamental or otherwise, recognized
in this country. Just one example of the Legislature's refusal to recognize
same-sex marriage can be found in a section of the legislation amending G.L.
c. 151B to prohibit discrimination in the workplace on the basis of sexual
orientation, which states: "Nothing in this act shall be construed so
as to legitimize or validate a 'homosexual marriage'...." St.1989, c.
516, § 19. In this Commonwealth and in this country, the roots of the
institution of marriage are deeply set in history as a civil union between
a single man and a single woman. There is no basis for the court to recognize
same-sex marriage as a constitutionally protected right.
3. Remedy. The remedy that the court has fashioned both in the name
of equal protection and due process exceeds the bounds of judicial restraint
mandated by art. 30. The remedy that construes gender spec if ic language
as gender neutral amounts to a statutory revision that replaces the intent
of the Legislature with that of the court. Article 30 permits the court to
apply principles of equal protection and to mod if y statutory language only
if legislative intent is preserved. See, e.g., Commonwealth v. Chou,
433 Mass. 229, 238-239 (2001) (judicial rewriting of gender language permissible
only when Legislature intended to include both men and women). See also Lowell
v. Kowalski, 380 Mass. 663, 670 (1980). Here, the alteration of the
gender- specific language alters precisely what the Legislature unambiguously
intended to preserve, the marital rights of single men and women. Such a dramatic
change in social institutions must remain at the behest
of the people through the democratic process.
Where the application of equal protection principles do not permit rewriting
a statute in a manner that preserves the intent of the Legislature, we do
not rewrite the statute. In Dalli v. Board of Educ., 358 Mass. 753
(1971), the court refused to rewrite a statute in a manner that would include
unintended individuals. "To attempt to interpret this [statute] as including
those in the category of the plaint if f would be to engage in a judicial
enlargement of the clear statutory language beyond the limit of our judicial
function. We have traditionally and consistently declined to trespass on legislative
territory in deference to the time tested wisdom of the separation of powers
as expressed in art. [30] of the Declaration of Rights of the Constitution
of Massachusetts even when it appeared that a highly desirable and just result
might thus be achieved." Id. at 759. Recently, in Connors
v. Boston, 430 Mass. 31 (1999), we refused to expand health insurance
coverage to include domestic partners because such an expansion was within
the province of the Legislature, where policy affecting family relationships
is most appropriate and frequently considered. Id. at 42-43. Principles
of equal protection do not permit the marriage statutes to be changed in the
manner that we have seen today.
This court has previously exercised the judicial restraint
mandated by art. 30 and declined to extend due process protection to rights
not traditionally coveted, despite recognition of their social importance.
See Tobin's Case, 424 Mass. 250, 252-253 (1997) (receiving workers'
compensation benefits not fundamental right); Doe v. Superintendent of
Schs. of Worcester, 421 Mass. 117, 129 (1995) (declaring education not
fundamental right); Williams v. Secretary of the Executive Office of Human
Servs., 414 Mass. 551, 565 (1993) (no fundamental right to receive mental
health services); Matter of Tocci, 413 Mass. 542, 548 n. 4 (1992)
(no fundamental right to practice law); Commonwealth v. Henry's Drywall
Co., 366 Mass. 539, 542 (1974) (no fundamental right to pursue one's
business). Courts have authority to recognize rights that are supported by
the Constitution and history, but the power to create novel rights is reserved
for the people through the democratic and legislative processes.
Likewise, the Supreme Court exercises restraint in the application of substantive
due process "'because guideposts for responsible decisionmaking in this
unchartered area are scarce and open-ended.' [ Collins v. Harker Height,
503 U.S. 115, 125 (1992).] By extending constitutional protection to
an asserted right or liberty interest, we, to a great extent, place the matter
outside the arena of public debate and legislative action. We must therefore
'exercise the utmost care whenever we are asked to break
new ground in this field,' [ id. ], lest the liberty protected by
the Due Process Clause be subtly transformed into the policy preferences of
the Members of this Court, Moore [v. East Cleveland, 431
U.S. 494, 502 (1977) ] (plurality opinion)." Washington v. Glucksberg,
supra at 720.
The court has extruded a new right from principles of substantive due process,
and in doing so it has distorted the meaning and purpose of due process. The
purpose of substantive due process is to protect existing rights, not to create
new rights. Its aim is to thwart government intrusion, not invite it. The
court asserts that the Massachusetts Declaration of Rights serves to guard
against government intrusion into each individual's sphere of privacy. Ante
at. Similarly, the Supreme Court has called for increased due process
protection when individual privacy and intimacy are threatened by unnecessary
government imposition. See, e.g., Lawrence v. Texas, 123 S.Ct. 2472
(2003) (private nature of sexual behavior implicates increased due process
protection); Eisenstadt v. Baird, 405 U.S. 438 (1972) (privacy protection
extended to procreation decisions within nonmarital context); Griswold
v. Connecticut, 381 U.S. 479 (1965) (due process invoked because of
intimate nature of procreation decisions). These cases, along with the Moe
case, focus on the threat to privacy when government seeks to regulate
the most intimate activity behind bedroom doors. The
statute in question does not seek to regulate intimate activity within an
intimate relationship, but merely gives formal recognition to a particular
marriage. The State has respected the private lives of the plaintiffs, and
has done nothing to intrude in the relationships that each of the plaint if
f couples enjoy. Cf. Lawrence v. Texas , supra at 2484 (case "does
not involve whether the government must give formal recognition to any relationship
that homosexual persons seek to enter"). Ironically, by extending the
marriage laws to same-sex couples the court has turned substantive due process
on its head and used it to interject government into the plaintiffs' lives.
MARTHA SOSMAN, J. (dissenting, with whom Spina and Cordy, JJ., join).
In applying the rational basis test to any challenged statutory scheme, the
issue is not whether the Legislature's rationale behind that scheme is persuasive
to us, but only whether it satisfies a minimal threshold of rationality. Today,
rather than apply that test, the court announces that, because it is persuaded
that there are no d if ferences between same-sex and opposite-sex couples,
the Legislature has no rational basis for treating them d if ferently with
respect to the granting of marriage licenses. [FN1] Reduced to its essence,
the court's opinion concludes that, because same-sex couples are
now raising children, and withholding the benefits of civil marriage from
their union makes it harder for them to raise those children, the State must
therefore provide the benefits of civil marriage to same-sex couples just
as it does to opposite-sex couples. Of course, many people are raising children
outside the confines of traditional marriage, and, by definition, those children
are being deprived of the various benefits that would flow if they were being
raised in a household with married parents. That does not mean that the Legislature
must accord the full benefits of marital status on every household raising
children. Rather, the Legislature need only have some rational basis for concluding
that, at present, those alternate family structures have not yet been conclusively
shown to be the equivalent of the marital family structure that has established
itself as a successful one over a period of centuries. People are of course
at liberty to raise their children in various family structures, as long as
they are not literally harming their children by doing so. See Blixt v.
Blixt, 437 Mass. 649, 668-670 (2002) (Sosman, J., dissenting), cert.
denied, 537 U.S. 1189 (2003). That does not mean that the State is required
to provide identical forms of encouragement, endorsement, and support to all
of the infinite variety of household structures that a free society permits.
Based on our own philosophy of child rearing, and on our observations of the
children being raised by same-sex couples to whom we
are personally close, we may be of the view that what matters to children
is not the gender, or sexual orientation, or even the number of the adults
who raise them, but rather whether those adults provide the children with
a nurturing, stable, safe, consistent, and supportive environment in which
to mature. Same-sex couples can provide their children with the requisite
nurturing, stable, safe, consistent, and supportive environment in which to
mature, just as opposite-sex couples do. It is therefore understandable that
the court might view the traditional definition of marriage as an unnecessary
anachronism, rooted in historical prejudices that modern society has in large
measure rejected and biological limitations that modern science has overcome.
It is not, however, our assessment that matters. Conspicuously absent from
the court's opinion today is any acknowledgment that the attempts at scient
if ic study of the ramifications of raising children in same-sex couple households
are themselves in their infancy and have so far produced inconclusive and
conflicting results. Notwithstanding our belief that gender and sexual orientation
of parents should not matter to the success of the child rearing venture,
studies to date reveal that there are still some observable differences between
children raised by opposite-sex couples and children raised by same-sex couples.
See post at--(Cordy, J., dissenting). Interpretation of the
data gathered by those studies then becomes clouded by the personal and political
beliefs of the investigators, both as to whether the d if ferences identified
are positive or negative, and as to the untested explanations of what might
account for those differences. (This is hardly the first time in history that
the ostensible steel of the scient if ic method has melted and buckled under
the intense heat of political and religious passions.) Even in the absence
of bias or political agenda behind the various studies of children raised
by same-sex couples, the most neutral and strict application of scientific
principles to this field would be constrained by the limited period of observation
that has been available. Gay and lesbian couples living together openly, and
official recognition of them as their children's sole parents, comprise a
very recent phenomenon, and the recency of that phenomenon has not yet permitted
any study of how those children fare as adults and at best minimal study of
how they fare during their adolescent years. The Legislature can rationally
view the state of the scient if ic evidence as unsettled on the critical question
it now faces: Are families headed by same-sex parents equally successful in
rearing children from infancy to adulthood as families headed by parents of
opposite sexes? Our belief that children raised by same-sex couples should
fare the same as children raised in traditional families is just that:
a passionately held but utterly untested belief. The Legislature is not required
to share that belief but may, as the creator of the institution
of civil marriage, wish to see the proof before making a fundamental alteration
to that institution.
Although ostensibly applying the rational basis test to the civil marriage
statutes, it is abundantly apparent that the court is in fact applying some
undefined stricter standard to assess the constitutionality of the marriage
statutes' exclusion of same-sex couples. While avoiding any express conclusion
as to any of the proffered routes by which that exclusion would be subjected
to a test of strict scrutiny--infringement of a fundamental right, discrimination
based on gender, or discrimination against gays and lesbians as a suspect
class if ication--the opinion repeatedly alludes to those concepts in a prolonged
and eloquent prelude before articulating its view that the exclusion lacks
even a rational basis. See, e.g., ante at (noting that State Constitution
is "more protective of individual liberty and equality," demands
"broader protection for fundamental rights," and is "less tolerant
of government intrusion into the protected spheres of private life" than
Federal Constitution); ante at (describing decision to marry and
choice of marital partner as "among l if e's momentous acts of self-definition");
ante at-- (repeated references to "right to marry" as
"fundamental"); ante at-- (repeated comparisons to statutes
prohibiting interracial marriage, which were predicated on suspect class if
ication of race); ante at--(characterizing ban on
same-sex marriage as "invidious" discrimination that "deprives
individuals of access to an institution of fundamental legal, personal, and
social sign if icance" and again noting that Massachusetts Constitution
"protects matters of personal liberty against government incursion"
more zealously than Federal Constitution); ante at (characterizing
"whom to marry, how to express sexual intimacy, and whether and how to
establish a family" as "among the most basic of every individual's
liberty and due process rights"); ante at ("liberty interest
in choosing whether and whom to marry would be hollow" if Commonwealth
could "foreclose an individual from freely choosing the person"
to marry); ante at (opining that in "overlapping realms of
personal autonomy, marriage, family life and child-rearing," characterized
as "fundamentally private areas of life," court uses "integrated"
analysis instead of "narrow focus"). See also ante at
n. 29 (suggesting that prohibition on same-sex marriage "impose[s] limits
on personal beliefs"); ante at n. 31] (suggesting that "total
deference" to Legislature in this case would be equivalent to "strip[ping]"
judiciary "of its constitutional authority to decide challenges"
in such areas as forced sterilization, antimiscegenation statutes, and abortion,
even though all cited examples pertain to fundamental rights analyzed under
strict scrutiny, not under rational basis test); ante at (civil
marriage as "a right of fundamental importance"); ante
at (noting State policy of "preventing discrimination on the basis of
sexual orientation"); ante at, (prohibition
against same-sex marriage inconsistent with "gender neutral laws promoting
stable families," and "rooted in persistent prejudices against"
homosexuals); ante at (prohibition against same-sex marriage "violated
the basic premises of individual liberty"). In short, while claiming
to apply a mere rational basis test, the court's opinion works up an enormous
head of steam by repeated invocations of avenues by which to subject the statute
to strict scrutiny, apparently hoping that that head of steam will generate
momentum sufficient to propel the opinion across the yawning chasm of the
very deferential rational basis test.
Shorn of these emotion-laden invocations, the opinion ultimately opines that
the Legislature is acting irrationally when it grants benefits to a proven
successful family structure while denying the same benefits to a recent, perhaps
promising, but essentially untested alternate family structure. Placed in
a more neutral context, the court would never find any irrationality in such
an approach. For example, if the issue were government subsidies and tax benefits
promoting use of an established technology for energy efficient heating, the
court would find no equal protection or due process violation in the Legislature's
decision not to grant the same benefits to an inventor or manufacturer of
some new, alternative technology who did not yet have sufficient data to prove
that that new technology was just as good as the established
technology. That the early results from preliminary testing of the new technology
might look very promising, or that the theoretical underpinnings of the new
technology might appear flawless, would not make it irrational for the Legislature
to grant subsidies and tax breaks to the established technology and deny them
to the still unproved newcomer in the field. While programs that affect families
and children register higher on our emotional scale than programs affecting
energy efficiency, our standards for what is or is not "rational"
should not be bent by those emotional tugs. Where, as here, there is no ground
for applying strict scrutiny, the emotionally compelling nature of the subject
matter should not affect the manner in which we apply the rational basis test.
Or, to the extent that the court is going to invoke such emotion-laden and
value-laden rhetoric as a means of heightening the degree of scrutiny to be
applied, the same form of rhetoric can be employed to just if y the Legislature's
proceeding with extreme caution in this area. In considering whether the Legislature
has a rational reason for postponing a dramatic change to the definition of
marriage, it is surely pertinent to the inquiry to recognize that this proffered
change affects not just a load-bearing wall of our social structure but the
very cornerstone of that structure. See post at--(Cordy, J., dissenting).
Before making a fundamental alteration to that cornerstone, it is eminently
rational for the Legislature to require a high degree of certainty as to the
precise consequences of that alteration, to make sure that it can be done
safely, without either temporary or lasting damage to the structural integrity
of the entire ed if ice. The court today blithely assumes that there are no
such dangers and that it is safe to proceed (see ante at--, an assumption
that is not supported by anything more than the court's blind faith that it
is so.
More importantly, it is not our confidence in the lack of adverse consequences
that is at issue, or even whether that confidence is just if iable. The issue
is whether it is rational to reserve judgment on whether this change can be
made at this time without damaging the institution of marriage or adversely
affecting the critical role it has played in our society. Absent consensus
on the issue (which obviously does not exist), or unanimity amongst scientists
studying the issue (which also does not exist), or a more prolonged period
of observation of this new family structure (which has not yet been possible),
it is rational for the Legislature to postpone any redefinition of marriage
that would include same-sex couples until such time as it is certain that
that redefinition will not have unintended and undesirable social consequences.
Through the political process, the people may decide when the benefits of
extending civil marriage to same-sex couples have been shown to outweigh whatever
risks--be they palpable or ephemeral--are involved. However minimal the risks
of that redefinition of marriage may seem to us from our vantage point, it
is not up to us to decide what risks society must run, and it is inappropriate
for us to abrogate that power to ourselves merely because we are confident
that "it is the right thing to do." Ante at (Greaney,
J., concurring).
As a matter of social history, today's opinion may represent a great turning
point that many will hail as a tremendous step toward a more just society.
As a matter of constitutional jurisprudence, however, the case stands as an
aberration. To reach the result it does, the court has tortured the rational
basis test beyond recognition. I fully appreciate the strength of the temptation
to find this particular law unconstitutional--there is much to be said for
the argument that excluding gay and lesbian couples from the benefits of civil
marriage is cruelly unfair and hopelessly outdated; the inability to marry
has a profound impact on the personal lives of committed gay and lesbian couples
(and their children) to whom we are personally close (our friends, neighbors,
family members, classmates, and co-workers); and our resolution of this issue
takes place under the intense glare of national and international publicity.
Speaking metaphorically, these factors have combined to turn the case before
us into a "perfect storm" of a constitutional question. In my view,
however, such factors make it all the more imperative that we adhere precisely
and scrupulously to the established guideposts of our constitutional jurisprudence,
a jurisprudence that makes the rational basis test an extremely deferential
one that focuses on the rationality, not the persuasiveness, of the potential
just if ications for the class if ications in the legislative scheme. I trust
that, once this particular "storm" clears, we will return to the
rational basis test as it has always been understood and applied. Applying
that deferential test in the manner it is customarily applied, the exclusion
of gay and lesbian couples from the institution of civil marriage passes constitutional
muster. I respectfully dissent.
ROBERT CORDY, J. (dissenting, with whom Spina and Sosman, JJ., join).
The court's opinion concludes that the Department of Public Health has failed
to ident if y any "constitutionally adequate reason" for limiting
civil marriage to opposite-sex unions, and that there is no "reasonable
relationship" between a disqual if ication of same-sex couples who wish
to enter into a civil marriage and the protection of public health, safety,
or general welfare. Consequently, it holds that the marriage statute cannot
withstand scrutiny under the Massachusetts Constitution. Because I find these
conclusions to be unsupportable in light of the nature of the rights and regulations
at issue, the presumption of constitutional validity
and sign if icant deference afforded to legislative enactments, and the "undesirability
of the judiciary substituting its notions of correct policy for that of a
popularly elected Legislature" responsible for making such policy, Zayre
Corp. v. Attorney Gen., 372 Mass. 423, 433 (1977), I respectfully
dissent. Although it may be desirable for many reasons to extend to same-sex
couples the benefits and burdens of civil marriage (and the plaint if fs have
made a powerfully reasoned case for that extension), that decision must be
made by the Legislature, not the court.
If a statute either impairs the exercise of a fundamental right protected
by the due process or liberty provisions of our State Constitution, or discriminates
based on a constitutionally suspect class if ication such as sex, it will
be subject to strict scrutiny when its validity is challenged. See Blixt
v. Blixt, 437 Mass. 649, 655-656, 660-661 (2002), cert. denied, 537
U.S. 1189 (2003) (fundamental right); Lowell v. Kowalski, 380 Mass.
663, 666 (1980) (sex-based class if ication). If it does neither, a statute
"will be upheld if it is 'rationally related to a legitimate State purpose.'
" Hallett v. Wrentham, 398 Mass. 550, 557 (1986), quoting Paro
v. Longwood Hosp., 373 Mass. 645, 649 (1977). This test, referred to
in State and Federal constitutional jurisprudence as the "rational basis
test," [FN1] is virtually identical in substance
and effect to the test applied to a law promulgated under the State's broad
police powers (pursuant to which the marriage statutes and most other licensing
and regulatory laws are enacted): that is, the law is valid if it is reasonably
related to the protection of public health, safety, or general welfare. See,
e.g., Leigh v. Board of Registration in Nursing, 395 Mass. 670,
682-683 (1985) (applying rational basis review to question of State exercise
of police power).
The Massachusetts marriage statute does not impair the exercise of a recognized
fundamental right, or discriminate on the basis of sex in violation of the
equal rights amendment to the Massachusetts Constitution. Consequently, it
is subject to review only to determine whether it satisfies the rational basis
test. Because a conceivable rational basis exists upon which the Legislature
could conclude that the marriage statute furthers the legitimate State purpose
of ensuring, promoting, and supporting an optimal social structure for the
bearing and raising of children, it is a valid exercise of the State's police
power.
A. Limiting marriage to the union of one man and one woman does not impair
the exercise of a fundamental right. Civil marriage is an institution
created by the State. In Massachusetts, the marriage statutes are derived
from English common law, see Commonwealth v. Knowlton,
2 Mass. 530, 534 (1807), and were first enacted in colonial times. Commonwealth
v. Munson, 127 Mass. 459, 460 (1879). They were enacted to secure public
interests and not for religious purposes or to promote personal interests
or aspirations. (See discussion infra at--). As the court notes
in its opinion, the institution of marriage is "the legal union of a
man and woman as husband and wife," ante at, and it has always
been so under Massachusetts law, colonial or otherwise.
The plaintiffs contend that because the right to choose to marry is a "fundamental"
right, the right to marry the person of one's choice, including a member of
the same sex, must also be a "fundamental" right. While the court
stops short of deciding that the right to marry someone of the same sex is
"fundamental" such that strict scrutiny must be applied to any statute
that impairs it, it nevertheless agrees with the plaint if fs that the right
to choose to marry is of fundamental importance ("among the most basic"
of every person's "liberty and due process rights") and would be
"hollow" if an individual was foreclosed from "freely choosing
the person with whom to share ... the ... institution of civil marriage."
Ante at. Hence, it concludes that a marriage license cannot be denied
to an individual who wishes to marry someone of the same sex. In reaching
this result the court has transmuted the "right" to marry into a
right to change the institution of marriage itself. This
feat of reasoning succeeds only if one accepts the proposition that the definition
of the institution of marriage as a union between a man and a woman is merely
"conclusory" (as suggested, ante at [Greaney, J., concurring]
), rather than the basis on which the "right" to partake in it has
been deemed to be of fundamental importance. In other words, only by assuming
that "marriage" includes the union of two persons of the same sex
does the court conclude that restricting marriage to opposite-sex couples
infringes on the "right" of same-sex couples of "marry."
[FN2]
The plaint if fs ground their contention that they have a fundamental right
to marry a person of the same sex in a long line of Supreme Court decisions,
e.g., Turner v. Safley, 482 U.S. 78 (1987); Zablocki v. Redhail,
434 U.S. 374 (1978); Loving v. Virginia, 388 U.S. 1 (1967);
Griswold v. Connecticut, 381 U.S. 479 (1965); Skinner v. Oklahoma,
316 U.S. 535 (1942); that discuss the importance of marriage. In context,
all of these decisions and their discussions are about the "fundamental"
nature of the institution of marriage as it has existed and been understood
in this country, not as the court has redefined it today. Even in that context,
its "fundamental" nature is derivative of the nature of the interests
that underlie or are associated with it. [FN3] An examination of those interests
reveals that they are either not shared by same-sex couples or not implicated
by the marriage statutes.
Supreme Court cases that have described marriage or the right to marry as
"fundamental" have focused primarily on the underlying interest
of every individual in procreation, which, historically, could only legally
occur within the construct of marriage because sexual intercourse outside
of marriage was a criminal act. [FN4] In Skinner v. Oklahoma , supra,
the first case to characterize marriage as a "fundamental"
right, the Supreme Court stated, as its rationale for striking down a sterilization
statute, that "[m]arriage and procreation are fundamental to the very
existence of the race." Id. at 541. In concluding that a sterilized
individual "is forever deprived of a basic liberty," id.,
the Court was obviously referring to procreation rather than marriage, as
this court recognized in Matter of Moe, 385 Mass. 555, 560 (1982).
Similarly, in Loving v. Virginia , supra, in which the United States
Supreme Court struck down Virginia 's antimiscegenation statute, the Court
implicitly linked marriage with procreation in describing marriage as "fundamental
to our very existence." Id. at 12. In Zablocki v. Redhail,
supra, the Court expressly linked the right to marry with the right
to procreate, concluding that " if [the plaint if f's] right to procreate
means anything at all, it must imply some right to enter the only relationship
in which the State ... allows sexual relations legally to take place."
Id. at 386. Once again, in Turner v. Safley,
supra, striking a State regulation that curtailed the right of an inmate
to marry, the Court included among the important attributes of such marriages
the "expectation that [the marriage] ultimately will be fully consummated."
Id. at 96. See Milford v. Worcester, 7 Mass. 48, 52 (1810)
(purpose of marriage is "to regulate, chasten, and refine, the intercourse
between the sexes; and to multiply [and] preserve ... the species").
Because same-sex couples are unable to procreate on their own, any right to
marriage they may possess cannot be based on their interest in procreation,
which has been essential to the Supreme Court's denomination of the right
to marry as fundamental.
Supreme Court cases recognizing a right to privacy in intimate decision-making,
e.g., Griswold v. Connecticut, supra (striking down statute prohibiting
use of contraceptives); Roe v. Wade, 410 U.S. 113 (1973) (striking
down statute criminalizing abortion), have also focused primarily on sexual
relations and the decision whether or not to procreate, and have refused to
recognize an "unlimited right" to privacy. Id. at 154.
Massachusetts courts have been no more willing than the Federal courts to
adopt a "universal[ ]" "privacy doctrine," Marcoux
v. Attorney Gen., 375 Mass. 63, 67 (1978), or to derive "controversial
'new' rights from the Constitution." Aime v. Commonwealth,
414 Mass. 667, 674 n. 10 (1993).
What the Griswold Court found "repulsive to the notions of
privacy surrounding the marriage relationship" was the prospect of "allow[ing]
the police to search the sacred precincts of marital bedrooms for telltale
signs of the use of contraceptives." Griswold v. Connecticut, supra
at 485-486. See Moe v. Secretary of Admin. & Fin., 382
Mass. 629, 658 (1981), quoting L. Tribe, American Constitutional Law 924 (1978)
(finding it "difficult to imagine a clearer case of bodily intrusion"
than being forced to bear a child). When Justice Goldberg spoke of "marital
relations" in the context of finding it "d if ficult to imagine
what is more private or more intimate than a husband and wife's marital relations[hip],"
Griswold v. Connecticut, supra at 495 (Goldberg, J., concurring),
he was obviously referring to sexual relations. [FN5] Similarly, in Lawrence
v. Texas, 123 S.Ct. 2472 (2003), it was the criminalization of private
sexual behavior that the Court found violative of the petitioners' liberty
interest.
In Massachusetts jurisprudence, protected decisions generally have been limited
to those concerning "whether or not to beget or bear a child," Matter
of Moe, 385 Mass. 555, 564 (1982) (see Opinion of the Justices,
423 Mass. 1201, 1234-1235 [1996] ["focus of (the Griswold
and Roe cases) and the cases following them has been the intrusion
... into the especially intimate aspects of a person's
life implicated in procreation and childbearing"] ); how to raise a child,
see Care & Protection of Robert, 408 Mass. 52, 58, 60 (1990);
or whether or not to accept medical treatment, see Brophy v. New England
Sinai Hosp., Inc., 398 Mass. 417, 430 (1986); Superintendent of
Belchertown State Sch. v. Saikewicz, 373 Mass. 728, 742 (1977),
none of which is at issue here. See also Commonwealth v. Balthazar,
366 Mass. 298, 301 (1974) (statute punishing unnatural and lascivious acts
does not apply to sexual conduct engaged in by adults in private, in light
of "articulation of the constitutional right of an individual to be free
from government regulation of certain sex related activities").
The marriage statute, which regulates only the act of obtaining a marriage
license, does not implicate privacy in the sense that it has found constitutional
protection under Massachusetts and Federal law. Cf. Commonwealth v. King,
374 Mass. 5, 14 (1977) (solicitation of prostitution "while in
a place to which the public had access" implicated no "constitutionally
protected rights of privacy"); Marcoux v. Attorney Gen., supra
at 68 (right to privacy, at most, protects conduct "limited more or less
to the hearth"). It does not intrude on any right that the plaint if
fs have to privacy in their choices regarding procreation, an intimate partner
or sexual relations. [FN6] The plaintiffs' right to privacy in such matters
does not require that the State officially endorse their
choices in order for the right to be constitutionally vindicated.
Although some of the privacy cases also speak in terms of personal autonomy,
no court has ever recognized such an open-ended right. "That many of
the rights and liberties protected by the Due Process Clause sound in personal
autonomy does not warrant the sweeping conclusion that any and all important,
intimate, and personal decisions are so protected...." Washington
v. Glucksberg, 521 U.S. 702, 727 (1997). Such decisions are protected
not because they are important, intimate, and personal, but because the right
or liberty at stake is "so deeply rooted in our history and traditions,
or so fundamental to our concept of constitutionally ordered liberty"
that it is protected by due process. Id. Accordingly, the Supreme
Court has concluded that while the decision to refuse unwanted medical treatment
is fundamental, Cruzan v. Director, Mo. Dep't of Health, 497 U.S.
261, 278 (1990), because it is deeply rooted in our nation's history and tradition,
the equally personal and profound decision to commit suicide is not because
of the absence of such roots. Washington v. Glucksberg, supra.
While the institution of marriage is deeply rooted in the history and traditions
of our country and our State, the right to marry someone of the same sex
is not. No matter how personal or intimate a decision to marry someone of
the same sex might be, the right to make it is not guaranteed by the right
of personal autonomy.
The protected right to freedom of association, in the sense of freedom of
choice "to enter into and maintain certain intimate human relationships,"
Roberts v. United States Jaycees, 468 U.S. 609, 617 (1984) (as an
element of liberty or due process rather than free speech), is similarly limited
and unimpaired by the marriage statute. As recognized by the Supreme Court,
that right affords protection only to "certain kinds of highly personal
relationships," id. at 618, such as those between husband and
wife, parent and child, and among close relatives, id. at 619, that
"have played a critical role in the culture and traditions of the Nation,"
id. at 618-619, and are "deeply rooted in this Nation's history
and tradition." Moore v. East Cleveland, 431 U.S. 494, 498-499,
503 (1977) (distinguishing on this basis between family and nonfamily relationships).
Unlike opposite-sex marriages, which have deep historic roots, or the parent-child
relationship, which reflects a "strong tradition" founded on "the
history and culture of Western civilization" and "is now established
beyond debate as an enduring American tradition," Wisconsin v. Yoder,
406 U.S. 205, 232 (1972); or extended family relationships, which have
been "honored throughout our history," Moore
v. East Cleveland, supra at 505, same-sex relationships, although becoming
more accepted, are certainly not so "deeply rooted in this Nation's history
and tradition" as to warrant such enhanced constitutional protection.
Although "expressions of emotional support and public commitment"
have been recognized as among the attributes of marriage, which, "[ t]aken
together ... form a constitutionally protected marital relationship"
(emphasis added), Turner v. Safley, 482 U.S. 78, 95, 96 (1987),
those interests, standing alone, are not the source of a fundamental right
to marry. While damage to one's "status in the community" may be
sufficient harm to confer standing to sue, Lowell v. Kowalski, 380
Mass. 663, 667 (1980), such status has never been recognized as a fundamental
right. See Paul v. Davis, 424 U.S. 693, 701 (1976) (mere damage
to reputation does not constitute deprivation of "liberty").
Finally, the constitutionally protected interest in child rearing, recognized
in Meyer v. Nebraska, 262 U.S. 390, 399 (1923); Pierce v. Society
of Sisters, 268 U.S. 510, 534-535 (1925); and Care & Protection
of Robert, supra at 58, 60, is not implicated or infringed by the marriage
statute here. The fact that the plaint if fs cannot marry has no bearing on
their independently protected constitutional rights as parents which, as with
opposite-sex parents, are limited only by their continued
fitness and the best interests of their children. Bezio v. Patenaude,
381 Mass. 563, 579 (1980) (courts may not use parent's sexual orientation
as reason to deny child custody).
Because the rights and interests discussed above do not afford the plaintiffs
any fundamental right that would be impaired by a statute limiting marriage
to members of the opposite sex, they have no fundamental right to be declared
"married" by the State.
Insofar as the right to marry someone of the same sex is neither found in
the unique historical context of our Constitution [FN7] nor compelled by the
meaning ascribed by this court to the liberty and due process protections
contained within it, should the court nevertheless recognize it as a fundamental
right? The consequences of deeming a right to be "fundamental" are
profound, and this court, as well as the Supreme Court, has been very cautious
in recognizing them. [FN8] Such caution is required by separation of powers
principles. If a right is found to be "fundamental," it is, to a
great extent, removed from "the arena of public debate and legislative
action"; utmost care must be taken when breaking new ground in this field
"lest the liberty protected by the Due Process Clause be subtly transformed
into the policy preferences of [judges]." Washington v. Glucksberg,
521 U.S. 702, 720 (1997).
"[T]o rein in" the otherwise potentially unlimited scope of substantive
due process rights, id. at 722, both Federal and Massachusetts courts
have recognized as "fundamental" only those "rights and liberties
which are, objectively, 'deeply rooted in this Nation's history and tradition,'
[ Moore v. East Cleveland , supra at 503] ... and 'implicit in the
concept of ordered liberty.' " Id. at 720-721, quoting Palko
v. Connecticut, 302 U.S. 319, 325 (1937). See Dutil, petitioner,
437 Mass. 9, 13 (2002) (same). In the area of family-related rights
in particular, the Supreme Court has emphasized that the "Constitution
protects the sanctity of the family precisely because the institution of the
family is deeply rooted." Moore v. East Cleveland, supra. [FN9]
Applying this limiting principle, the Supreme Court, as noted above, declined
to recognize a fundamental right to physician-assisted suicide, which would
have required "revers[ing] centuries of legal doctrine and practice,
and strik [ing] down the considered policy choice of almost every State."
Washington v. Glucksberg, supra at 723. While recognizing that public
attitudes toward assisted suicide are currently the subject of "earnest
and profound debate," the Court nevertheless left the continuation and
resolution of that debate to the political arena, "as
it should be in a democratic society." Id. at 719, 735.
Similarly, Massachusetts courts have declined to recognize rights that are
not so deeply rooted. [FN10] As this court noted in considering whether to
recognize a right of terminally ill patients to refuse life-prolonging treatment,
"the law always lags behind the most advanced thinking in every area,"
and must await "some common ground, some consensus." Superintendent
of Belchertown State Sch. v. Saikewicz, 373 Mass. 728, 737
(1977), quoting Burger, The Law and Medical Advances, 67 Annals Internal Med.
Supp. 7, 15, 17 (1967). See Blixt v. Blixt, 437 Mass. 649, 662-663
n. 22 (2002) ("social consensus about family relationships is relevant
to the constitutional limits on State intervention").
This is not to say that a statute that has no rational basis must nevertheless
be upheld as long as it is of ancient origin. However, "[t]he long history
of a certain practice ... and its acceptance as an uncontroversial part of
our national and State tradition do suggest that [the court] should reflect
carefully before striking it down." Colo v. Treasurer & Receiver
Gen., 378 Mass. 550, 557 (1979). As this court has recognized, the "fact
that a challenged practice 'is followed by a large number of states ... is
plainly worth considering in determining whether the
practice "offends some principle of justice so rooted in the traditions
and conscience of our people as to be ranked as fundamental." ' "Commonwealth
v. Kostka, 370 Mass. 516, 533 (1976), quoting Leland v. Oregon,
343 U.S. 790, 798 (1952).
Although public attitudes toward marriage in general and same-sex marriage
in particular have changed and are still evolving, "the asserted contemporary
concept of marriage and societal interests for which [plaint if fs] contend"
are "manifestly [less] deeply founded" than the "historic institution"
of marriage. Matter of the Estate of Cooper, 187 A.D.2d 128, 133-134
(N.Y.1993). Indeed, it is not readily apparent to what extent contemporary
values have embraced the concept of same-sex marriage. Perhaps the "clearest
and most reliable objective evidence of contemporary values is the legislation
enacted by the country's legislatures," Atkins v. Virginia,
536 U.S. 304, 312 (2002), quoting Penry v. Lynaugh, 492 U.S. 302,
331 (1989). No State Legislature has enacted laws permitting same-sex marriages;
and a large majority of States, as well as the United States Congress, have
affirmatively prohibited the recognition of such marriages for any purpose.
See P. Greenberg, State Laws Affecting Lesbians and Gays, National Conference
of State Legislatures Legisbriefs at 1 (April/May 2001) (reporting that, as
of May, 2001, thirty-six States had enacted "defense of marriage"
statutes); 1 U.S.C. § 7 (2000); 28 U.S.C. §
1738C (2000) (Federal Defense of Marriage Act).
Given this history and the current state of public opinion, as reflected in
the actions of the people's elected representatives, it cannot be said that
"a right to same-sex marriage is so rooted in the traditions and collective
conscience of our people that failure to recognize it would violate the fundamental
principles of liberty and justice that lie at the base of all our civil and
political institutions. Neither ... [is] a right to same-sex marriage ...
implicit in the concept of ordered liberty, such that neither liberty nor
justice would exist if it were sacr if iced." Baehr v. Lewin,
74 Haw. 530, 556-557 (1993). See Dean v. District of Columbia, 653
A.2d 307, 333 (D.C.1995) (per curiam) (Ferren, J., concurring in part and
dissenting in part); Baker v. Nelson, 291 Minn. 310, 312 (1971),
appeal dismissed, 409 U.S. 810 (1972); Storrs v. Holcomb, 168 Misc.2d
898, 899-900 (N.Y.Sup.Ct.1996), dismissed, 245 A.D.2d 943 (N.Y.1997). [FN11].
The one exception was the Alaska Superior Court, which relied on that State's
Constitution's express and broadly construed right to privacy. Brause,
1998 WL 88743 at *3-*4. [FN12] In such circumstances, the law with respect
to same- sex marriages must be left to develop through legislative processes,
subject to the constraints of rationality, lest the court be viewed as using
the liberty and due process clauses as vehicles merely
to enforce its own views regarding better social policies, a role that the
strongly worded separation of powers principles in art. 30 of the Declaration
of Rights of our Constitution forbids, and for which the court is particularly
ill suited.
B. The marriage statute, in limiting marriage to heterosexual couples,
does not constitute discrimination on the basis of sex in violation of the
Equal Rights Amendment to the Massachusetts Constitution. In his concurrence,
Justice Greaney contends that the marriage statute constitutes discrimination
on the basis of sex in violation of art. 1 of the Declaration of Rights as
amended by art. 106 of the Amendments to the Constitution of the Commonwealth,
the Equal Rights Amendment (ERA). [FN13] Such a conclusion is analytically
unsound and inconsistent with the legislative history of the ERA.
The central purpose of the ERA was to eradicate discrimination against women
and in favor of men or vice versa. See Attorney Gen. v. Massachusetts
Interscholastic Athletic Ass'n, 378 Mass. 342, 357 (1979). Consistent
with this purpose, we have construed the ERA to prohibit laws that advantage
one sex at the expense of the other, but not laws that treat men and women
equally, id. at 346-349 (assuming that "separate but equal"
treatment of males and females would be constitutionally permissible). The
Massachusetts marriage statute does not subject men to
different treatment from women; each is equally prohibited from precisely
the same conduct. See Baker v. State, 170 Vt. 194, 215 n. 13 (1999)
("there is no discrete class subject to differential treatment solely
on the basis of sex"). Compare Commonwealth v. King, 374 Mass.
5, 16 (1977) (law prohibiting prostitution applied to both male and female
prostitutes and therefore did not discriminate), and Personnel Adm'r of
Mass. v. Feeney, 442 U.S. 256, 274-275 (1979) (declining to
characterize veterans' preference as sex discrimination because it applied
to both male and female veterans), with Attorney Gen. v. Massachusetts
Interscholastic Athletic Ass'n, supra, and Lowell v. Kowalski,
380 Mass. 663 (1980) (where statutes and rules at issue advantaged one sex
over another).
Of course, a statute that on its face treats protected groups equally may
still harm, stigmatize, or advantage one over the other. Such was the circumstance
in Loving v. Virginia, 388 U.S. 1 (1967), where the Supreme Court
struck down a State statute that made interracial marriage a crime, as constituting
invidious discrimination on the basis of race. While the statute purported
to apply equally to whites and nonwhites, the Court found that it was intended
and structured to favor one race (white) and disfavor all others (nonwhites).
The statute's legislative history demonstrated that its purpose was not merely
to punish interracial marriage, but to do so for the sole benefit of the white
race. As the Supreme Court readily concluded, the Virginia
law was "designed to maintain White Supremacy." Id. at
11. Consequently, there was a fit between the class that the law was intended
to discriminate against (nonwhite races) and the class if ication enjoying
heightened protection (race).
By contrast, here there is no evidence that limiting marriage to opposite-sex
couples was motivated by sexism in general or a desire to disadvantage men
or women in particular. Moreover, no one has ident if ied any harm, burden,
disadvantage, or advantage accruing to either gender as a consequence of the
Massachusetts marriage statute. In the absence of such effect, the statute
limiting marriage to couples of the opposite sex does not violate the ERA's
prohibition of sex discrimination. [FN14]
This conclusion is buttressed by the legislative history of the ERA, which
was adopted by the voters on November 2, 1976, after being approved by constitutional
conventions of the Legislature on August 15, 1973, (by a vote of 261-0) and
May 14, 1975 (by a vote of 217-55).
In anticipation of its adoption, the Legislature enacted and, on June 21,
1975, the Governor approved a "Resolve providing for an investigation
and study by a special commission relative to the effect of the ratification
of the proposed amendments to the Constitution of the
Commonwealth of Massachusetts and the Constitution of the United States prohibiting
discrimination on account of sex upon the laws, business communities and public
in the Commonwealth." Res.1975, c. 26. One of the principal tasks of
the commission was to catalog the aspects of the General Laws that would have
to be amended for the statutory code to comply with the mandate of the proposed
amendment that equality not be abridged on the basis of sex. [FN15]
On October 19, 1976, just before the general election at which the amendment
was to be considered, the commission filed its Interim Report, which focused
on the effect of the Massachusetts ERA on the laws of the Commonwealth. 1976
Senate Doc. No. 1689. A section of the report, entitled "Areas Unaffected
by the Equal Rights Amendment," addressed some of the legal regimes that
would not be affected by the adoption of the ERA. One such area
was "Homosexual Marriage," about which the commission stated:
"An equal rights amendment will have no effect upon the allowance or
denial of homosexual marriages. The equal rights amendment is not concerned
with the relationship of two persons of the same sex; it only addresses those
laws or public-related actions which treat persons of opposite sexes differently.
The Washington Court of Appeals has already stated that the equal rights
amendment to its state constitution did not afford a basis for validating
homosexual marriages. In Colorado, the attorney general has likewise issued
an opinion that the state equal rights amendment did not validate homosexual
marriage. There are no cases which have used a state equal rights amendment
to either validate or require the allowance of homosexual marriages."
(Footnotes omitted.) Id. at 21-22. [FN16]
The views of the commission were reflected in the public debate surrounding
the passage of the ERA that focused on gender equality. See, e.g., Referenda
reviewed, Boston Globe, Nov. 1, 1976, at 26; Voters' guide on nine state referendum
measures, Boston Herald American, Nov. 1, 1976, at 17. Claims that the ERA
might be the basis for validating marriages between same-sex couples were
labelled as "exaggerated" and "unfounded." For example,
before the vote, the Boston Globe published an editorial discussing and urging
favorable action on the ERA. In making its case, it noted that "[t]hose
urging a no vote ... argue that the amendment would ... legitimize marriage
between people of the same sex [and other changes]. In reality, the proposed
amendment would require none of these things. Mass. ballot issues ... 1 Equal
Rights Amendment. Boston Globe, Nov. 1, 1976 , at 29. And in the aftermath
of the vote, the Boston Globe heralded the electorate's acceptance of "the
arguments of proponents that the proposal would not result in many far-reaching
or threatening changes." Referendums fared poorly,
Boston Globe, Nov. 4, 1976 , at 29.
While the court, in interpreting a constitutional amendment, is not bound
to accept either the views of a legislative commission studying and reporting
on the amendment's likely effects, or of public commentary and debate contemporaneous
with its passage, it ought to be wary of completely disregarding what appears
to be the clear intent of the people recently recorded in our constitutional
history. This is particularly so where the plain wording of the amendment
does not require the result it would reach.
C. The marriage statute satisfies the rational basis standard. The
burden of demonstrating that a statute does not satisfy the rational basis
standard rests on the plaint if fs. It is a weighty one. "[A] reviewing
court will presume a statute's validity, and make all rational inferences
in favor of it.... The Legislature is not required to just if y its class
if ications, nor provide a record or finding in support of them." (Citation
omitted.) Paro v. Longwood Hosp., 373 Mass. 645, 650 (1977). The
statute "only need[s to] be supported by a conceivable rational basis."
Fine v. Contributory Retirement Appeal Bd., 401 Mass. 639, 641 (1988).
See Massachusetts Fed'n of Teachers v. Board of Educ., 436 Mass.
763, 771-772 (2002). As this court stated in Shell
Oil Co. v. Revere, 383 Mass. 682, 687-688 (1981):
"[I]t is not the court's function to launch an inquiry to resolve a debate
which has already been settled in the legislative forum. '[I]t [is] the judge's
duty ... to give effect to the will of the people as expressed in the statute
by their representative body. It is in this way ... that the doctrine of separation
of powers is given meaning.' Commonwealth v. Leis, 355 Mass. 189,
202 (1969) (Kirk, J., concurring).
"This respect for the legislative process means that it is not the province
of the court to sit and weigh conflicting evidence supporting or opposing
a legislative enactment....
"Although persons challenging the constitutionality of legislation may
introduce evidence in support of their claim that the legislation is irrational
... they will not prevail if 'the question is at least debatable' in view
of the evidence which may have been available to the Legislature. United
States v. Carolene Prods. Co. , 304 U.S. 144, 154 (1938)."
The "time tested wisdom of the separation of powers" requires courts
to avoid "judicial legislation in the guise of new constructions to meet
real or supposed new popular viewpoints, preserving
always to the Legislature alone its proper prerogative of adjusting the statutes
to changed conditions." Pielech v. Massasoit Greyhound, Inc.,
423 Mass. 534, 539, 540 (1996), cert. denied, 520 U.S. 1131 (1997), quoting
Commonwealth v. A Juvenile, 368 Mass. 580, 595 (1975).
In analyzing whether a statute satisfies the rational basis standard, we look
to the nature of the class if ication embodied in the enactment, then to whether
the statute serves a legitimate State purpose, and finally to whether the
class if ication is reasonably related to the furtherance of that purpose.
With this framework, we turn to the challenged statute, G.L. c. 207, which
authorizes local town officials to issue licenses to couples of the opposite
sex authorizing them to enter the institution of civil marriage.
1. Class if ication. The nature of the class if ication at issue
is readily apparent. Opposite-sex couples can obtain a license and same-sex
couples cannot. The granting of this license, and the completion of the required
solemnization of the marriage, opens the door to many statutory benefits and
imposes numerous responsibilities. The fact that the statute does not permit
such licenses to be issued to couples of the same sex thus bars them from
civil marriage. The class if ication is not drawn between men and women or
between heterosexuals and homosexuals, any of whom can
obtain a license to marry a member of the opposite sex; rather, it is drawn
between same-sex couples and opposite-sex couples.
2. State purpose. The court's opinion concedes that the civil marriage
statute serves legitimate State purposes, but further investigation and elaboration
of those purposes is both helpful and necessary.
Civil marriage is the institutional mechanism by which societies have sanctioned
and recognized particular family structures, and the institution of marriage
has existed as one of the fundamental organizing principles of human society.
See C.N. Degler, The Emergence of the Modern American Family, in The American
Family in Social-Historical Perspective 61 (3d ed.1983); A.J. Hawkins, Introduction,
in Revitalizing the Institution of Marriage for the Twenty-First Century:
An Agenda for Strengthening Marriage xiv (2002); C. Lasch, Social Pathologists
and the Socialization of Reproduction, in The American Family in Social-Historical
Perspective, supra at 80; W.J. O'Donnell & D.A. Jones, Marriage
and Marital Alternatives 1 (1982); L. Saxton, The Individual, Marriage, and
the Family 229-230, 260 (1968); M.A. Schwartz & B.M. Scott, Marriages
and Families: Diversity and Change 4 (1994); Wardle, "Multiply and Replenish":
Considering Same-Sex Marriage in Light of State Interests
in Marital Procreation, 24 Harv. J.L. & Pub. Pol'y 771, 777-780 (2001);
J.Q. Wilson, The Marriage Problem: How Our Culture Has Weakened Families 28,
40, 66-67 (2002). Marriage has not been merely a contractual arrangement for
legally defining the private relationship between two individuals (although
that is certainly part of any marriage). Rather, on an institutional level,
marriage is the "very basis of the whole fabric of civilized society,"
J.P. Bishop, Commentaries on the Law of Marriage and Divorce, and Evidence
in Matrimonial Suits § 32 (1852), and it serves many important political,
economic, social, educational, procreational, and personal functions.
Paramount among its many important functions, the institution of marriage
has systematically provided for the regulation of heterosexual behavior, brought
order to the resulting procreation, and ensured a stable family structure
in which children will be reared, educated, and socialized. See Milford
v. Worcester, 7 Mass. 48, 52 (1810) (civil marriage "intended to
regulate, chasten, and refine, the intercourse between the sexes; and to multiply,
preserve, and improve the species"). See also P. Blumstein & P. Schwartz,
American Couples: Money, Work, Sex 29 (1983); C.N. Degler, supra
at 61; G. Douglas, Marriage, Cohabitation, and Parenthood--From Contract to
Status?, in Cross Currents: Family Law and Policy in the United States and
England 223 (2000); S.L. Nock, The Social Costs of De-Institutionalizing
Marriage, in Revitalizing the Institution of Marriage for the Twenty-First
Century: An Agenda for Strengthening Marriage, supra at 7; L. Saxton,
supra at 239- 240, 242; M.A. Schwartz & B.M. Scott, supra
at 4-6; Wardle, supra at 781-796; J.Q. Wilson, supra
at 23-32. Admittedly, heterosexual intercourse, procreation, and child care
are not necessarily conjoined (particularly in the modern age of widespread
effective contraception and supportive social welfare programs), but an orderly
society requires some mechanism for coping with the fact that sexual intercourse
commonly results in pregnancy and childbirth. The institution of marriage
is that mechanism.
The institution of marriage provides the important legal and normative link
between heterosexual intercourse and procreation on the one hand and family
responsibilities on the other. The partners in a marriage are expected to
engage in exclusive sexual relations, with children the probable result and
paternity presumed. See G.L. c. 209C, § 6 ("a man is presumed to
be the father of a child ... if he is or has been married to the mother and
the child was born during the marriage, or within three hundred days after
the marriage was terminated by death, annulment or divorce"). Whereas
the relationship between mother and child is demonstratively and predictably
created and recognizable through the biological process of pregnancy and childbirth,
there is no corresponding process for creating a relationship
between father and child. [FN17] Similarly, aside from an act of heterosexual
intercourse nine months prior to childbirth, there is no process for creating
a relationship between a man and a woman as the parents of a particular child.
The institution of marriage fills this void by formally binding the husband-father
to his w if e and child, and imposing on him the responsibilities of fatherhood.
See J.Q. Wilson, supra at 23-32. See also P. Blumstein & P.
Schwartz, supra at 29; C.N. Degler, supra at 61; G. Douglas,
supra at 223; S.L. Nock, supra at 7; L. Saxton, supra
at 239-240, 242; M.A. Schwartz & B.M. Scott, supra at
4-6; Wardle, supra at 781-796. The alternative, a society without
the institution of marriage, in which heterosexual intercourse, procreation,
and child care are largely disconnected processes, would be chaotic.
The marital family is also the foremost setting for the education and socialization
of children. Children learn about the world and their place in it primarily
from those who raise them, and those children eventually grow up to exert
some influence, great or small, positive or negative, on society. The institution
of marriage encourages parents to remain committed to each other and to their
children as they grow, thereby encouraging a stable venue for the education
and socialization of children. See P. Blumstein & P. Schwartz, supra
at 26; C.N. Degler, supra at 61; S.L. Nock, supra
at 2-3; C. Lasch, supra at 81; M.A. Schwartz & B.M. Scott, supra
at 6-7. More macroscopically, construction of a family through marriage
also formalizes the bonds between people in an ordered and institutional manner,
thereby facilitating a foundation of interconnectedness and interdependency
on which more intricate stabilizing social structures might be built. See
M. Grossberg, Governing the Hearth: Law and Family in Nineteenth-Century America
10 (1985); C. Lasch, supra; L. Saxton, supra at 260; J.Q.
Wilson, supra at 221.
This court, among others, has consistently acknowledged both the institutional
importance of marriage as an organizing principle of society, and the State's
interest in regulating it. See French v. McAnarney, 290 Mass. 544,
546 (1935) ("Marriage is not merely a contract between the parties. It
is the foundation of the family. It is a social institution of the highest
importance. The Commonwealth has a deep interest that its integrity is not
jeopardized"); Milford v. Worcester, 7 Mass. 48, 52 (1810)
("Marriage, being essential to the peace and harmony, and to the virtues
and improvements of civil society, it has been, in all well-regulated governments,
among the first attentions of the civil magistrate to regulate [it]").
See also Skinner v. Oklahoma, 316 U.S. 535, 541 (1942) ("Marriage
and procreation are fundamental to the very existence and survival of the
[human] race"); Maynard v. Hill, 125
U.S. 190, 211 (1888) (marriage "is an institution, in the maintenance
of which in its purity the public is deeply interested, for it is the foundation
of the family and of society, without which there would be neither civilization
nor progress"); Murphy v. Ramsey, 114 U.S. 15, 45 (1885) ("no
legislation can be supposed more wholesome and necessary in the founding of
a free, self-governing commonwealth ... than that which seeks to establish
it on the basis of the idea of the family, as consisting in and springing
from the union for l if e of one man and one woman ... the sure foundation
of all that is stable and noble in our civilization; the best guaranty of
that reverent morality which is the source of all beneficent progress in social
and political improvement"); Reynolds v. United States, 98
U.S. 145, 165 (1878) ("Upon [marriage] society may be said to be built,
and out of its fruits spring social relations and social obligations and duties,
with which government is necessarily required to deal").
It is undeniably true that dramatic historical sh if ts in our cultural, political,
and economic landscape have altered some of our traditional notions about
marriage, including the interpersonal dynamics within it, [FN18] the range
of responsibilities required of it as an institution, [FN19] and the legal
environment in which it exists. [FN20] Nevertheless, the institution of marriage
remains the principal weave of our social fabric. See C.N. Degler, supra
at 61; A.J. Hawkins, Introduction, in Revitalizing the Institution of
Marriage for the Twenty-First Century: An Agenda for Strengthening Marriage
xiv (2002); C. Lasch, supra at 80; W.J. O'Donnell & D.A. Jones,
Marriage and Marital Alternatives 1 (1982); L. Saxton, supra at
229-230, 260; M.A. Schwartz & B.M. Scott, supra at 4; Wardle,
supra at 777-780; J.Q. Wilson, supra at 28, 40, 66-67.
A family defined by heterosexual marriage continues to be the most prevalent
social structure into which the vast majority of children are born, nurtured,
and prepared for productive participation in civil society, see Children's
Living Arrangements and Characteristics: March, 2002, United States Census
Bureau Current Population Reports at 3 (June, 2003) (in 2002, 69% of children
lived with two married parents, 23% lived with their mother, 5% lived with
their father, and 4% lived in households with neither parent present).
It is difficult to imagine a State purpose more important and legitimate than
ensuring, promoting, and supporting an optimal social structure within which
to bear and raise children. At the very least, the marriage statute continues
to serve this important State purpose. [FN21]
3. Rational relationship. The question we must turn to next is whether
the statute, construed as limiting marriage to couples of the opposite sex,
remains a rational way to further that purpose. Stated
d if ferently, we ask whether a conceivable rational basis exists on which
the Legislature could conclude that continuing to limit the institution of
civil marriage to members of the opposite sex furthers the legitimate purpose
of ensuring, promoting, and supporting an optimal social structure for the
bearing and raising of children. [FN22]
In considering whether such a rational basis exists, we defer to the decision-
making process of the Legislature, and must make deferential assumptions about
the information that it might consider and on which it may rely. See Shell
Oil Co. v. Revere, 383 Mass. 682, 688 (1981) (court considers
"evidence which may have been available to the Legislature"
[emphasis added] ); Slome v. Chief of Police of Fitchburg, 304 Mass.
187, 189 (1939) ("any rational basis of fact that can be reasonably conceived"
may support legislative finding); Mutual Loan Co. v. Martell, 200
Mass. 482, 487 (1909), aff'd, 222 U.S. 225 (1911) ("Legislature may be
supposed to have known" relevant facts).
We must assume that the Legislature (1) might conclude that the institution
of civil marriage has successfully and continually provided this structure
over several centuries [FN23]; (2) might consider and credit studies that
document negative consequences that too often follow children either born
outside of marriage or raised in households lacking
either a father or a mother figure, [FN24] and scholarly commentary contending
that children and families develop best when mothers and fathers are partners
in their parenting [FN25]; and (3) would be familiar with many recent studies
that variously: support the proposition that children raised in intact families
headed by same-sex couples fare as well on many measures as children raised
in similar families headed by opposite-sex couples [FN26]; support the proposition
that children of same-sex couples fare worse on some measures [FN27]; or reveal
notable d if ferences between the two groups of children that warrant further
study. [FN28]
We must also assume that the Legislature would be aware of the critiques of
the methodologies used in virtually all of the comparative studies of children
raised in these d if ferent environments, cautioning that the sampling populations
are not representative, that the observation periods are too limited in time,
[FN29] that the empirical data are unreliable, and that the hypotheses are
too infused with political or agenda driven bias. See, e.g., R. Lerner &
A.K. Nagai, No Basis: What the Studies Don't Tell Us About Same-Sex Parenting,
Marriage Law Project (Jan.2001) (criticizing 49 studies on same-sex parenting
-- at least twenty-six of which were cited by amici in this case--as
suffering from flaws in formulation of hypotheses, use of experimental controls,
use of measurements, sampling and statistical testing, and finding false
negatives); Stacey, (How) Does the Sexual Orientation of Parents Matter, 66
Am. Soc. Rev. 159, 159-166 (2001) (highlighting problems with sampling pools,
lack of longitudinal studies, and political hypotheses).
Taking all of this available information into account, the Legislature could
rationally conclude that a family environment with married opposite-sex parents
remains the optimal social structure in which to bear children, and that the
raising of children by same-sex couples, who by definition cannot be the two
sole biological parents of a child and cannot provide children with a parental
authority figure of each gender, [FN30] presents an alternative structure
for child rearing that has not yet proved itself beyond reasonable scientific
dispute to be as optimal as the biologically based marriage norm. See Baker
v. State, 170 Vt. 194, 222 (1999) ("conceivable that the Legislature
could conclude that opposite-sex partners offer advantages in th[e] area [of
child rearing], although ... experts disagree and the answer is decidedly
uncertain"). Cf. Marcoux v. Attorney Gen., 375 Mass. 63, 65
(1978). Working from the assumption that a recognition of same-sex marriages
will increase the number of children experiencing this alternative, the Legislature
could conceivably conclude that declining to recognize same-sex marriages
remains prudent until empirical questions about its impact on the upbringing
of children are resolved. [FN31]
The fact that the Commonwealth currently allows same-sex couples to adopt,
see Adoption of Tammy, 416 Mass. 205 (1993), does not affect the
rationality of this conclusion. The eligibility of a child for adoption presupposes
that at least one of the child's biological parents is unable or unwilling,
for some reason, to participate in raising the child. In that sense, society
has "lost" the optimal setting in which to raise that child--it
is simply not available. In these circumstances, the principal and overriding
consideration is the "best interests of the child," considering
his or her unique circumstances and the options that are available for that
child. The objective is an individualized determination of the best environment
for a particular child, where the normative social structure--a home with
both the child's biological father and mother--is not an option. That such
a focused determination may lead to the approval of a same-sex couple's adoption
of a child does not mean that it would be irrational for a legislator, in
fashioning statutory laws that cannot make such individualized determinations,
to conclude generally that being raised by a same-sex couple has not yet been
shown to be the absolute equivalent of being raised by one's married biological
parents.
That the State does not preclude d if ferent types of families from raising
children does not mean that it must view them all as equally optimal and equally
deserving of State endorsement and support. [FN32] For example, single persons
are allowed to adopt children, but the fact that the Legislature permits single-parent
adoption does not mean that it has endorsed single parenthood as an optimal
setting in which to raise children or views it as the equivalent of being
raised by both of one's biological parents. [FN33] The same holds true with
respect to same-sex couples--the fact that they may adopt children means only
that the Legislature has concluded that they may provide an acceptable setting
in which to raise children who cannot be raised by both of their biological
parents. The Legislature may rationally permit adoption by same-sex couples
yet harbor reservations as to whether parenthood by same-sex couples should
be affirmatively encouraged to the same extent as parenthood by the heterosexual
couple whose union produced the child. [FN34]
In addition, the Legislature could conclude that redefining the institution
of marriage to permit same-sex couples to marry would impair the State's interest
in promoting and supporting heterosexual marriage as the social institution
that it has determined best normalizes, stabilizes, and links the acts of
procreation and child rearing. While the plaint if fs argue that they only
want to take part in the same stabilizing institution, the Legislature conceivably
could conclude that permitting their participation would have the unintended
effect of undermining to some degree marriage's ability to serve its social
purpose. See Commonwealth v. Stowell, 389
Mass. 171, 175 (1983) (given State's broad concern with institution of marriage,
it has "legitimate interest in prohibiting conduct which may threaten
that institution").
As long as marriage is limited to opposite-sex couples who can at least theoretically
procreate, society is able to communicate a consistent message to its citizens
that marriage is a (normatively) necessary part of their procreative endeavor;
that if they are to procreate, then society has endorsed the institution of
marriage as the environment for it and for the subsequent rearing of their
children; and that benefits are available explicitly to create a supportive
and conducive atmosphere for those purposes. If society proceeds similarly
to recognize marriages between same-sex couples who cannot procreate, it could
be perceived as an abandonment of this claim, and might result in the mistaken
view that civil marriage has little to do with procreation: just as the potential
of procreation would not be necessary for a marriage to be valid, marriage
would not be necessary for optimal procreation and child rearing to occur.
[FN35] In essence, the Legislature could conclude that the consequence of
such a policy shift would be a diminution in society's ability to steer the
acts of procreation and child rearing into their most optimal setting. [FN36]
Hall-Omar Baking Co. v. Commissioner of Labor & Indus., 344
Mass. 695, 700 (1962) ("Legislative class if ication is valid if it is
rational and bears some relationship to the object intended to be
accomplished" [emphasis added] ).
The court recognizes this concern, but brushes it aside with the assumption
that permitting same-sex couples to marry "will not diminish the validity
or dignity of opposite-sex marriage," ante at, and that "we
have no doubt that marriage will continue to be a vibrant and revered institution."
Ante at. Whether the court is correct in its assumption is irrelevant.
What is relevant is that such predicting is not the business of the courts.
A rational Legislature, given the evidence, could conceivably come to a d
if ferent conclusion, or could at least harbor rational concerns about possible
unintended consequences of a dramatic redefinition of marriage. [FN37]
There is no question that many same-sex couples are capable of being good
parents, and should be (and are) permitted to be so. The policy question that
a legislator must resolve is a different one, and turns on an assessment of
whether the marriage structure proposed by the plaintiffs will, over time,
if endorsed and supported by the State, prove to be as stable and successful
a model as the one that has formed a cornerstone of our society since colonial
times, or prove to be less than optimal, and result in consequences, perhaps
now unforeseen, adverse to the State's legitimate interest in promoting and
supporting the best possible social structure in which
children should be born and raised. Given the critical importance of civil
marriage as an organizing and stabilizing institution of society, it is eminently
rational for the Legislature to postpone making fundamental changes to it
until such time as there is unanimous scient if ic evidence, or popular consensus,
or both, that such changes can safely be made. [FN38]
There is no reason to believe that legislative processes are inadequate to
effectuate legal changes in response to evolving evidence, social values,
and views of fairness on the subject of same-sex relationships. [FN39] Deliberate
consideration of, and incremental responses to rapidly evolving scientific
and social understanding is the norm of the political process--that it may
seem painfully slow to those who are already persuaded by the arguments in
favor of change is not a sufficient basis to conclude that the processes are
constitutionally infirm. See, e.g., Massachusetts Fed'n of Teachers v.
Board of Educ., 436 Mass. 763, 778 (2002); Mobil Oil v. Attorney
Gen., 361 Mass. 401, 417 (1972) (Legislature may proceed piecemeal in
addressing perceived injustices or problems). The advancement of the rights,
privileges, and protections afforded to homosexual members of our community
in the last three decades has been significant, and there is no reason to
believe that that evolution will not continue. Changes of attitude in the
civic, social, and professional communities have been
even more profound. Thirty years ago, The Diagnostic and Statistical Manual,
the seminal handbook of the American Psychiatric Association, still listed
homosexuality as a mental disorder. Today, the Massachusetts Psychiatric Society,
the American Psychoanalytic Association, and many other psychiatric, psychological,
and social science organizations have joined in an amicus brief on behalf
of the plaintiffs' cause. A body of experience and evidence has provided the
basis for change, and that body continues to mount. The Legislature is the
appropriate branch, both constitutionally and practically, to consider and
respond to it. It is not enough that we as Justices might be personally of
the view that we have learned enough to decide what is best. So long as the
question is at all debatable, it must be the Legislature that decides. The
marriage statute thus meets the requirements of the rational basis test. Accord
Standhardt v. Superior Court, 77 P.3d 451 (Ariz.Ct.App.2003) (marriage
statutes rationally related to State's legitimate interest in encouraging
procreation and child rearing within marriage); Baker v. Nelson,
291 Minn. 310, 313 (1971) ( "equal protection clause of the Fourteenth
Amendment, like the due process clause, is not offended by the state's classification
of persons authorized to marry"); Singer v. Hara, 11 Wash.App.
247, 262-263 (1974) ("There can be no doubt that there exists a rational
basis for the state to limit the definition of marriage to exclude same-sex
relationships").
D. Conclusion. While "the Massachusetts Constitution protects
matters of personal liberty against government intrusion at least as zealously,
and often more so than does the Federal Constitution," ante
at--, this case is not about government intrusions into matters of personal
liberty. It is not about the rights of same-sex couples to choose to live
together, or to be intimate with each other, or to adopt and raise children
together. It is about whether the State must endorse and support their choices
by changing the institution of civil marriage to make its benefits, obligations,
and responsibilities applicable to them. While the courageous efforts of many
have resulted in increased dignity, rights, and respect for gay and lesbian
members of our community, the issue presented here is a profound one, deeply
rooted in social policy, that must, for now, be the subject of legislative
not judicial action.
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